Wednesday, April 18, 2007

Ace in the Hole
By Joe

Throughout the baseball season we always hear players, managers, commentators and fans talking about the importance of having a truly dominant pitcher, a guy who simply controls the opposition nearly every time on the mound. A kind of player who stops losing streaks and wins playoff series. A special pitcher otherwise known as an ace.

But what makes a pitcher an ace? What criteria should we set to determine this answer? These are two critical questions to ask because being considered an ace is extremely important for a pitcher. When you're the ace, you command a higher salary and better trade value. You are expected to produce every time out. You are, for all intents and purposes, "The Man."

If we are going to figure out just who is an ace and who isn't, we need a test sample. I can't think of anyone better than New York Yankee pitcher Chien-Ming Wang, who won 19 games in 2006 with a 3.63 ERA and a 1.31 WHIP. He also finished the season with 51 votes in the Cy Young voting, good enough for a second-place finish.

Now that we have our sample, we need criteria for determining an ace. Which are the most important numbers to analyze and which aren't?

From participating in fantasy baseball, I have learned how unimportant wins are in assessing a pitcher's ability. A great example of the deficiencies of the win category occurred this afternoon when Kansas City played Detroit. The Tigers' Jeremy Bonderman threw seven innings, walked zero, allowed just four hits and one earned run. He left the game with a 3-1 lead and turned it over to the Tigers' bullpen. For all intents and purposes, he threw a gem. But when Detroit's closer, Todd Jones, yielded two runs in the top of the ninth, Bonderman's win went down the toilet.

If we are judging pitchers on their ability to win, Bonderman isn't very good. He's 0-0 through four starts. But in reality, he could win the Cy Young if it was given out today. He has four quality starts (defined by going at least six innings and allowing three runs or less), his ERA is 2.25 and his WHIP is under 1.00. Bonderman is a top five pitcher in the majors so far this season.

Another great example is Philadelphia's Cole Hamels. In his first two starts, Hamels went 13 innings, allowed just 10 hits, two earned runs, walked four and struck out 15. For his efforts, he earned zero victories thanks to a horrendous Phillies bullpen.

In his last start, Hamels wasn't very good at all. He got smoked for five earned in just six innings. But he also got something else from that start -- a win.

As you can see, Bonderman and Hamels prove that wins are overrated. Too many outside factors affect whether a pitcher gets a win or not. If a team has an excellent offense, there is a higher chance a pitcher's poor performance will be offset. If a team has a stellar defense, it will make fewer errors and thus increase the chances for a pitcher to gain victory.

In 2006, Wang was tied with Johan Santana for the Major League lead in wins. This tells us that Wang was, at the least, a good, consistent pitcher. You don't win 19 games in the first few months of the season. You must earns Ws in August and September to reach such a high mark. Wang obviously did many things well. But wins alone doesn't convince me he's an ace.

A better indication of a pitcher's performance is his ERA. Generally, an ERA under 4.00 is considered good and an ERA between 3.25 and 3.00 is excellent. Obviously, a pitcher with a good ERA has been effective in limiting runners from scoring. It also proves the pitcher stays out of the dreaded "big inning."

But ERA can also be misleading. For example, if a pitcher leaves a game with a man on third base and two outs, he is still responsible for that runner. If the ensuing relief pitcher yields a single and the runner from third scores, the starter is tagged with the earned run. Therefore, a pitcher's ERA is very much a product of the effectiveness of his team's bullpen. A team with a bad bullpen could cost a pitcher half a run on his ERA by season's end, maybe more.

There are several pitchers in the league who are generally considered aces without much debate and coincidentally have very solid ERAs. In 2006 Santana (2.77), Houston's Roy Oswalt (2.89), Toronto's Roy Halladay (3.19), St. Louis' Chris Carpenter (3.09) and Roger Clemens' (2.30). You could throw in a couple others, like Arizona's Brandon Webb or Chicago's Carlos Zambrano (although I think he's on the very edge of this discussion). Either way, its obvious that to be considered an ace, you need an ERA well below 3.50, and closer to the 3.25 to 3.00 range discussed earlier.

Wang's ERA was a very respectable 3.63. He is not yet in the low 3.00 range, but he is far above the league average. Staying around this mark will ensure a productive career and makes him a strong no. 2 starter on almost every team. However, Wang's ERA is still nearly half a run away from being deemed a "dominant" pitcher and in the same company as the very best starters in the league.

For me, the best indicator of pitching performance is walks plus hits per innings pitched or WHIP. A pitcher's WHIP is the best choice to determine whether a pitcher is an ace because it eliminates the outside variables that factored into wins and ERA. A team's offensive ability is completely independent of a pitcher's WHIP. A team's bullpen is a non-factor in determining WHIP. And a team's defense has only minimal impact on WHIP.

Therefore, I argue that a pitcher with a low WHIP and high ERA is better than a pitcher with a high WHIP and low ERA. This is why I feel guys like Chicago's Carlos Zambrano and Cleveland's C.C. Sabathia aren't aces. They are good, front-end starters, but they don't belong in the same category as Oswalt, Santana or Carpenter. Zambrano has a career WHIP of 1.29, while Sabathia's is 1.28. I'm not saying these two aren't good ,but I wouldn't consider them aces.

To compare, Randy Johnson, a definite ace during most of his career, has a lifetime WHIP of 1.16. Santana's is 1.09, John Smoltz's is 1.17 and Oswalt's is 1.18. You get the point.

Perhaps my criteria is high, but shouldn't there be just a few aces in the league each year? If we start saying that everyone with an ERA under 4.00 and 17 wins is considered an ace, doesn't that dilute the title? Shouldn't an ace be known as one of the very best at his job?

Let's go back to our buddy, Mr. Wang. His 19 wins definitely put him in the ace category. His 3.63 ERA is good, but well past the threshold of 3.25 and his WHIP is a commendable 1.31, but again not within the 1.19-1.10 range.

From this analysis, I certainly don't consider Wang an ace for the Yankees. In addition to wins, ERA and WHIP, ace pitchers usually have high strikeout numbers so they rely less on defense and more on themselves. Wang is quite the opposite, striking out just 76 in 218 innings of work. This likely means he doesn't have a dominant pitch to rely on when he needs that third strike. Hitters have little trouble getting wood on the ball against Wang (pun?). With hitters getting a second chance to face Wang this season, I believe they will convert many of those putouts to hits.

Wang allows opponents' to bat .277 against him. This is also too high to put him in the ace category. In contrast, Oswalt's career BAA is .253 and Halladay's is .255. For Wang to be in Oswalt and Halladay's level, he'll need to significantly drop his BAA number. Again, I think you'll see that be about the same, if not higher in 2007 because hitters have more tape and experience against him.

So, what have we learned? To determine a pitcher's worth, wins don't mean much, ERA helps and WHIP is critical. Winning 18 games doesn't mean you're an ace or a Cy Young candidate.

Just ask Jon Garland.

12 comments:

Anonymous said...

why should whip be the most important factor - you could have a whip of two and if you are able to get the groundball needed for the double play every inning you are still going to win the game. whip is overrated and has no outcome on ability to win games. ERA determines wins and your logic behind low v. high era in regards to leaving an inning with runners on base would only scew ERA up, meaning lower era is even tougher to maintain. infield singles and bloopers hurt whip but most likely wont hurt era if it is a strong pitcher who can work around such events...

Joe said...

I disagree, but you bring up good points.

For example, pitcher A leaves the game with the bases loaded and one outs. His whip is high because of this inning. However he has a great bullpen and the relieves get out of the jam. His ERA is 0.00 for the inning, his whip is 9.00.

Pitcher B allows a single and gets two more outs. He leaves the game with a man on first. But his bullpen is poor and they allow the runner to score. At the end of the inning, Pitcher B has a higher ERA and lower WHIP.

Which pitcher was better?


Obviously neither WHIP or ERA is perfect. You're right, if a pitcher gives up two hits every inning but gets double plays, he'll get wins. But I'd argue that he would never get out of every inning because the percentages are too low.

WHIP is strictly what the pitcher did every inning. Sure, infield singles and bloop hits will hurt WHIP and not ERA, but in the long haul, an ace will still have a great WHIP because he will not stay that unlucky.

Matt McConnell said...

I think your review of WHIP, ERA, and wins is too analytical and does not take into account the “mental toughness” that you think about when you think about an ace.

I understand that pitchers can get screwed with a loss even when they pitch well. But when you think about an ace, don’t you think about someone who can win a game even if his team only supports him with one or two runs; a kind of guy that can pull out huge performance that leads to a win even when his offense is struggling?

The same goes for ERA and WHIP. It doesn’t matter if a pitcher scatters a couple walks and hits throughout an outing as long as can get his way out of a jam. When I think of an ace I think of a guy that can get a double play with the bases loaded, or strike a guy out when he needs to, or otherwise extricate himself from difficult situations.

WHIP is only a relevant stat insofar as it predicts how many runs a pitcher will give up, so why not just stick with ERA? To me it seems like the impact of inherited runners on a pitcher’s ERA is fairly small over the course of a year, and I doubt it meaningfully skews the stats of many pitchers.

Unknown said...

I completely agree with Matt, especially on Joe's being too analytical here. I do agree, Joe, that in talking about a "life-time" ace - let's say a Smoltz or Glavine or Johnson - WHIP et al should be central to the argument. But I don't believe a team needs to have the same "ace" every year, nor do I believe that someone need be an ace or a bust. Players can move in and out of that role several times in their careers.

If we're talking about how WHIP and ERA balance out over the course of a season to be a good reflection of a pitcher, then can we get back to the most important factor? The ultimate goal of a team is not your ultimate goal as a fantasy manager. They want wins. Some days you get lots of run support, some days you don't. Some days you have a high WHIP, some days you don't. But if you finished the season with 17, 18, 19 wins, I think it's safe to say that your team could count on you every time you went out there and could probably count on you in the playoffs as well.

Joe said...
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Joe said...

Demark...totally disagree. You can't "count" on wins. Too many other things go into it. I admit, I am looking at this a little cut-and-dry analytically. However, you can call a pitcher an "ace" if he has a high ERA and a bad WHIP. If he has those high stats, he will not consistently win games. Just because a guy like Wang goes out a gets 18 wins, doesnt mean he's better than a guy with a lower ERa and WHIP and only 15 wins. Like I said, there are too many variables that go into winning a game to make it the major determining factor in regarding a pitcher a the ace of the staff or as one of the best in the game.

If a pitcher has a better offense, better defense and better bullpen than his opponents, he's going to have an unfair advantage.

ndyanksfan05 said...

the main reason he was cy young candidate at the end was wins and the fact that the second half of the season he was dominant. he had some bad starts coming out of the gate which blew his era up - it was in the 4's going into the all-star break, then he turned it around and completely shut people down second half of the year

Joe said...
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Joe said...

He was definitely very good. I'm not sure you can use the word "dominant" for a guy with such low strikeout totals, but a 3.13 ERA in the second half is outstanding. I have no problem with him being a Cy Young candidate with numbers like those. I just think he's going to regress this year and is not a bonified ace.

Unknown said...

Just to add a quick note, as I talked with Colleen about this, I realized that I forgot to note that wins in reference to an ace is of course relative. A 15 game winner for the Royals is an ace. A 15 game winner for the Yankees is not. But across the board, you can assume that the guy with the most wins on his team is the ace, and probably "an ace" in the objective sense.

Joe said...

I can buy that. Good point. I was thinking more in terms of the few "aces" that would have that role with any team. Obviously Gil Meche is not an ace for the Red Sox (but maybe the Yankees at this point) but he is for the Royals. That's a very good point I didn't mention.

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